Anti-Money Laundering (AML) and Combating the Financing of Terrorism (CFT) Policy

Validity: November 1, 2023

OBJECTIVES

These AML-CTF policies are intended to express QUANTIA's commitment to assume and apply all the necessary measures to prevent money laundering and terrorist financing crimes.

QUANTIA has implemented all the necessary procedures and curbs to fully comply with the Recommendations issued by the FINANCIAL ACTION TASK FORCE and the EGMONT GROUP OF FINANCIAL INTELLIGENCE UNITS following the highest standards on the subject.

KNOW YOUR CUSTOMER POLICY

The know-your-customer policy (KYC) is essential in the development of QUANTIA's activity. For this reason, the company uses an extremely accurate and exhaustive identification procedure over our clients. This procedure includes the highest security measures and protocols available.

QUANTIA does not accept clients engaged in high-risk businesses or industries susceptible to money laundering. We reserve the right to reject account openings for entities or individuals deemed high risk in this regard.

OPERATIONAL MONITORING

QUANTIA analyzes and evaluates all our customers' operations according to the Risk Based Approach (RBA) so as to guarantee the legal source of funds according to their corresponding documentary evidence, which allows us to detect and report to the authorities any unusual operation or activity.

COUNTER TERRORISM FINANCING

QUANTIA conducts client verification by referencing the sanctions lists from the United Nations Organization (UN) and the Office of Foreign Assets Control (OFAC) in the United States. Checking against the European Union (EU) list is optional but recommended for enhanced due diligence.

COLLABORATION WITH THE AUTHORITIES

QUANTIA's policy is to actively cooperate with the regulatory authorities in all the jurisdictions it operates. Therefore, it has developed specific procedures to respond to all the authority's requirements in strict observance of the data protection and the consumer's laws.